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RIA
How Much E&O Insurance Does My RIA Need?
Most RIAs need at least $1M of E&O insurance, but the right limit depends on AUM, client profile, investment strategy, custody, discretion, cyber exposure, defense costs, and custodian requirements.
Steven Barge-Siever, Esq.
3 days ago12 min read
Does an RIA Need D&O Insurance?
Does an RIA need D&O insurance? Learn when E&O is not enough and how D&O may protect investment advisers against ownership disputes, regulatory investigations, M&A claims, investor disputes, creditor claims, and private fund management liability.
Steven Barge-Siever, Esq.
3 days ago10 min read
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